No. SleekAI's system prompt is explicitly configured to share general planning concepts and your firm's services without recommending specific securities, projecting personalised retirement income, or opining on individualised tax moves. When a prospect asks something advice-shaped, the bot describes what would be covered in a planning engagement and defers the actual modelling to a CFP at your firm. That distinction is drawn in the prompt, reinforced by the guideline filter, and visible on every conversation log.

Yes. Upload ADV Part 2A, Part 2B, and Form CRS as PDFs or pages on your WordPress site, and SleekAI will link them automatically when prospects ask about fees, conflicts, or how your firm operates. Many fee-only firms also configure the bot to surface the disclosures proactively at the end of any fee discussion, which mirrors the disclosure flow a careful human intake coordinator would follow on a first call.

Yes, at a general-education level. The bot can show that 1 percent AUM on $850k is $8,500 per year and compare that to a $6,400 flat fee at your firm, because both numbers are pulled from your published fee schedule. It will not, however, recommend that the prospect switch, that is a fit question that has to come from a CFP after reviewing the full picture.

Logs live in your WordPress database with model name, token usage, and page URL captured per conversation. Most fee-only firms export transcripts to their CRM or to an archival system like Smarsh or Global Relay on a recurring schedule via webhook so chat sits in the same archive as email. You control retention, who can view them in admin, and whether summaries get emailed to the advisor after each session.

Yes. SleekAI supports multibot deployment with 28 plus display conditions: post type, taxonomy term, user role, logged-in state, URL pattern. A retirement-planning bot can run on retirement pages, a separate 401(k)-rollover bot on rollover pages, and a business-owner bot on the business-planning section. Each bot has its own system prompt and disclosures, so the framing matches the topic.

Claude Sonnet and GPT-4o both follow the no-specific-recommendation system prompt reliably and produce consistent disclosure language. Smaller or older models tend to drift into advice-shaped statements when a prospect presses them, which is the exact failure mode an RIA cannot afford. SleekAI is bring-your-own-key for OpenAI, Anthropic, Google, or OpenRouter, so you choose the model that matches your tolerance.

Yes. The system prompt can encode any ideal-client profile, for example pre-retirees aged 55 plus with concentrated equity positions, business owners contemplating sale, or dual-income households earning above a threshold. The bot uses that profile during the conversation to gauge fit. Prospects who clearly do not match get directed to self-serve resources or a referral, while qualified prospects get fast-tracked into the discovery flow.

Yes, and many fee-only firms make that explanation a centerpiece of the bot's role, because it is the single most useful concept for a prospect coming from a broker to understand. The bot frames it as general education using your own pages as the source, then notes that your firm acts as a fiduciary at all times under your ADV. It will not characterise other named firms or advisors, only the standard itself.